20:00 – 21:15 NYT (Monday, 21 December 2020)

Dentons US partners will review recent legislative and regulatory actions by the United States Congress, Securities & Exchange Commission, and U.S. based exchanges which directly impact current China Company Listings and Future IPOs and will discuss exchange, regulatory enforcement and class actions related to China Company Listings.

Topics to be discussed:

• China Company US Listings and Market Access - Brief History of Audit Issues and U.S. Exchange Oversight
• U.S. Senate and House Legislation
• Recent U.S. Securities and Exchange Guidance and Likely regulations
• U.S. Public Company Accounting Oversight Board (PCAOB) Responsibilities
• The Exchange Listing and Delisting Mechanisms
• Securities and Exchange Commission and Department of Justice Oversight and Enforcement Actions
• The Effect of Executive Order 13959 on Purchase, Sale and Retention of Securities
• Civil Class Actions-Underwriters, Issuers and Executives
• Prediction: The Biden Administration Approach- Deals & Corporate Governance and Markets Oversight & Enforcement

Participants are encouraged to submit questions prior to the seminar for the speakers’ consideration. You may do so on the RSVP portal.

Speakers

Van Dorn Walter
Henkin Douglas W

Questions

Any queries, please email at hongkong.marketing@dentons.com.